|
Regulatory and Disclaimer
Information forWWW.ChrisCooper.com
Regulatory Disclosure:
Chris Cooper &
Company, Inc. is a U. S. Securities and Exchange Commission Registered
Investment Advisory firm. We do not render or offer to render personalized
investment advice or financial planning advice through this medium.
This medium is limited to the dissemination of general information
on the advisers service offerings and provides for an efficient
mechanism in which a prospective client may contact the adviser.
Advice can only be rendered after the following conditions are met:
| 1. |
Registration of the
adviser with the U. S. Securities and Exchange Commission as
a Registered Investment Adviser if the adviser has more than
$25,000,000 under management. |
| 2. |
Delivery of a disclosure
statement by Adviser to client. |
| 3. |
Execution of an Investment
Advisory and / or Financial Planning agreement between the client
and the adviser. |
| 4. |
Initial payment of the
planning fee or investment advisory fee by the client to the
adviser. |
| 5. |
Adviser may transact
business only in States in which it is registered, or in which
it is excluded or exempted from registration. The Investment
Adviser must also be registered or exempted or excluded from
registration in any state in which it follows up on individualized
responses to persons in that State that involve either the effecting
or attempting to effect transactions in securities, or the rendering
of personalized investment advice for compensation. |
Other Disclaimers:
The information in this web-site is based on data gathered from
what we believe are reliable sources. It is not guaranteed as to
accuracy, and does not purport to be complete and is not intended
as the primary basis for investment decisions. It should also not
be construed as advice meeting the particular investment needs of
any investor. The identification of specific funds and model portfolios
is being made on the assumption that the investor would participate
in that investment or portfolio on a long-term basis (in excess
of five years) and only after consulting with their investment advisor
to determine their needs and tolerance for risk. With respect to
any such identification, there can be no assurance that the fund
or model portfolio will in fact perform in the manner suggested.
All investment and portfolio
results assume the re-investment of all dividends and are gross
of any investment advisory fees. The results do not represent actual
trading due to the timing of the clients trades and their
trading costs. They may also not reflect the impact that material
economic and market factors might have had on the advisors
decision-making if the adviser were managing the clients money.
Investment and portfolio results may be different than the results
our discretionary clients achieve due to the timing of trades by
the advisor and the market conditions.
All references
that might be made to an investment or portfolio's performance are
based on historical data and one should not assume that this performance
will continue in the future.
BACK TO TOP
|